THE GAZETTE OF INDIA
EXTRAORDINARY
PART-II – SECTION 3 – SUB-SECTION (ii)
PUBLISHED BY AUTHORITY
MUMBAI 7th July, 1999
SECURITIES AND EXCHANGE BOARD OF INDIA
NOTIFICATION

SECURITIES AND EXCHANGE BOARD OF INDIA
(CREDIT RATING AGENCIES) REGULATIONS, 1999

S.O. 547(E) – In exercise of the powers conferred by section 30 read with section 11 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby makes the following regulations, namely:-

• CHAPTER I - PRELIMINARY
• CHAPTER II - REGISTRATION OF CREDIT RATING AGENCIES
• CHAPTER III - GENERAL OBLIGATIONS OF CREDIT RATING AGENCIES
• CHAPTER IV - RESTRICTION ON RATING OF SECURITIES ISSUED BY PROMOTERS OR BY CERTAIN OTHER PERSONS
• CHAPTER V - PROCEDURE FOR INSPECTION AND INVESTIGATION
• CHAPTER VI - PROCEDURE FOR ACTION IN CASE OF DEFAULT
• FIRST SCHEDULE - FORMS

	FORM A	-	APPLICATION FOR GRANT OF CERTIFICATE / RENEWAL OF CERTIFICATE
	FORM B	-	CERTIFICATE OF REGISTRATION

• SECOND SCHEDULE - FEES
• THIRD SCHEDULE - CODE OF CONDUCT

NOTIFICATIONS -

• Securities and Exchange Board of India (Credit Rating Agencies) (Amendment) Regulations, 2003.