SECONDARY MARKET DIVISION

Circulars -

• Change in Status and Constitution of the Stock Brokers in Cash and Derivatives Segments of the Exchanges under Rule 4 (c) of the SEBI (Stock Brokers and Sub-Brokers) Rules, 1992 ... July 9, 2003
• Guidelines for Fair Practices/ Code of Conduct for Public Representative and SEBI Nominee Directors ... July 3, 2003
• Failure to pay fees in the manner specified in Schedule III of the SEBI (Stock brokers and Sub-brokers) Rules and Regulations, 1992 ... June 26, 2003
• Scheme for introduction of Exchange Traded Interest Rate Derivative Contracts .... 19th April, 2003
• Electronic Data Information Filing And Retrieval (EDIFAR) .... 17th March, 2003
• Risk Management for T+2 rolling settlement .... 11th March, 2003
• Securities and Exchange Board of India (Delisting of Securities) Guidelines 2003 ... 17th February, 2003
• Non-compliance of provisions of listing agreement. ... 12th February, 2003
• T+3 rolling settlement to T+2 w.e.f. April 01, 2003 ... 6th February, 2003
• Corporatisation and Demutualisation of Stock Exchanges. ... 30th January, 2003
• Amendment to Listing Agreement – Clause 32 and Clause 41 ... January 10, 2003
• Time frame for payment of atleast 50% of the principal fees payable by stock brokers ... January 03, 2003

Circulars of 2002

• Electronic Data Information Filing And Retrieval (EDIFAR) ... December 20, 2002
• Review of recommendation of Dr. L.C Gupta Committee on Derivatives. ... December 18, 2002
• Adjustment in Stock Option Contracts and Single Stock Futures Contracts at the time of Corporate Action. ... December 18, 2002
• Risk containment measures and the broad eligibility criteria of stocks on which stock options and single stock futures could be introduced  ... December 18, 2002
• Application procedure for registration / renewal as Underwriter. ..December 16, 2002
• Fees Payable by Stock Brokers - 30 September 2002
• Participation by OCBs in the limited two way fungibility of ADRs/GDRs - circular 24 - 23 September 2002

Press Release -

• Securities Exchange Board of India (Delisting of Securities) Guidelines – 2003 ... February 17, 2003
• Report of Committee on Corporate Governance ... February 17, 2003
• Market Advisory Committee Recommendatins ... 16 January , 2003

Press Release of 2002 -

• Notification of SEBI (Prohibition of Insider Trading)
  (Second Amendment) Regulations, 2002 ... 11 December, 2002